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The Moves Wire the industry’s tape for talent · updated continuously

Advisor and executive movement across wealth management. Entries marked ● VERIFIED are confirmed against SEC registration records — not press releases.

The tapeNet flowsFirmTypeWindowReset
18 of the latest entries match
Aug 22Team lift-outFrederick Spagnola · team of 2UBS Financial Services → Wells Fargo Advisors Financial Network (FiNet)
Aug 22Registrations18 advisors off UBS’s roster · destinations pending● VERIFIED
Aug 21Team lift-outFrederick Spagnola · team of 2UBS → Wells Fargo Advisors FiNet
Aug 21MoveNathan Matthews · $133MUBS → Wells Fargo Advisors
Aug 21Registrations6 advisors off UBS’s roster · destinations pending● VERIFIED
Aug 20MoveAdam E. Pearsall · $400M
Aug 20MoveAdam E. Pearsall · $400MUBS Financial Services → Raymond James & Associates
Aug 20Registrations17 advisors off UBS’s roster · destinations pending● VERIFIED
Aug 19MoveAdam E. Pearsall · $400M
Aug 19Registrations17 advisors off UBS’s roster · destinations pending● VERIFIED
Aug 18Registrations6 advisorsUBSFROST INVESTMENT SERVICES● VERIFIED
Aug 18Registrations20 advisors off UBS’s roster · destinations pending● VERIFIED
Aug 17BreakawayJason Stephens · team of 2UBS → Evertern Wealth
Aug 17Registrations25 advisors off UBS’s roster · destinations pending● VERIFIED
Aug 16Registrations19 advisors off UBS’s roster · destinations pending● VERIFIED
Aug 14Team lift-outJeff Stanley · team of 2Morgan Stanley → UBS
Aug 14Team lift-outMitch Edwards · team of 2Morgan Stanley → UBS
Dec 31BreakawayJason Stephens, Mic Lundon · team of 2
From the Moves Desk

Wells Fargo FiNet lands $1B Truist team inside Merritt Point

A seven-person team leaves Truist for an existing FiNet practice, the latest sign that the independent channel is now the consolidation vehicle.

Citi taps MSCI's Kokolis to head platform experience

The platform-experience mandate puts the front door of Citi's wealth platform at the center of the distribution war.

NewEdge lands $2.2B Bernstein team to lead Houston

Three deals this week show RIA growth no longer comes from one place.

FiNet wins back a UBS team and adds an Ameriprise practice

Frederick Spagnola and Jon Vallaro return to the Wells Fargo independent channel, and Gabriel Armancas brings his $140 million Ameriprise practice to FiNet.

Free deep view 0 of 3 this month.

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