The Moves Wire the industry’s tape for talent · updated continuously
Advisor and executive movement across wealth management. Entries marked ● VERIFIED are confirmed against SEC registration records — not press releases.
3 of the latest entries match
Aug 30Registrations4 advisors — UBS → FROST INVESTMENT SERVICES● VERIFIED
Aug 23Registrations2 advisors — UBS → FROST INVESTMENT SERVICES● VERIFIED
Aug 18Registrations6 advisors — UBS → FROST INVESTMENT SERVICES● VERIFIED
From the Moves Desk
Cetera's OSJ play wins $2.1B Sierra Ridge from LPL
The $2.1 billion OSJ is leaving LPL after 13 months to launch its own RIA on Cetera's Blueprint, a sign the OSJ war is now a platform contest.
Cetera lands $2.1B LPL OSJ after 13-month tenure
Sierra Ridge's quick flip suggests open architecture and transition support now carry as much weight as payouts in platform decisions.
State Street hires former LPL and Altruist executive as wealth custody CRO
Pete Dorsey's résumé spans the bank channel and the RIA tech disruptor, the exact combination State Street needs to turn its Apex minority stake into a real custody platform.
Raymond James loses $545M, then raids Wells Fargo
The round-robin of independent-channel recruiting tightens as FiNet takes two California teams and Raymond James answers with a Wells Fargo veteran.
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