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UBS

CRD: 108754

In network coverage since October 3, 2026 · 16+ stories

1Deals on our tracker

+1Talent net · 12 months8 in · 7 out

Observed recruiting events · 12 monthsOn the wire →

Net +1 · 8 incoming events · 7 outgoing events

Arrivals

Mitch Edwards

Aug 13 · from Morgan Stanley

Jeff Stanley

Aug 13 · from Morgan Stanley

Jesse Flatt

Aug 31 · from Bank of America Private Bank

Lumina Wealth Partners

Aug 31 · from Bernstein Private Wealth Management

The Hall Wealth Management Group

Sep 4 · from Merrill Lynch

Caitlin Alcon

Sep 4 · from Morgan Stanley

Departures

Jason Stephens

Aug 17 · to Evertern Wealth

Nathan Matthews

Aug 21 · to Wells Fargo Advisors

Michael Bober

Aug 25 · to Cresset Capital Management

John Vazquez

Sep 11 · to Merrill Wealth Management

John Vazquez

Sep 11 · to Merrill Lynch

Shafer Block Wealth Management

Sep 15 · to NewEdge Wealth

Deal recordFull tracker →

Aug 20, 26Deal announcedUBS Bank USA — coverage

Network coverage

Data

Advisor moves outpace breakaways 59 to 1 in 30-day tracking

OpenArc Corporate Advisory logged 98 tracked events, ahead of UBS at 95, as advisor moves reached 1,991 in the 30-day window.

operations · Oct 7UBS survey: staff costs are almost 70% of family office pure operating costs

practice · Oct 6Envestnet's Vestmark deal promises advisors no forced platform migrations

Moves · Oct 6LPL lands $1.1 billion Georgia team from Wells Fargo's FiNet

Moves · Oct 5Merrill hires Morgan Stanley and Wells Fargo teams managing $770 million

the_wrap · Oct 5Cetera re-flags Avantax team to Cetera Planning Partners

the_wrap · Oct 5Three advisor teams land at Cetera, LPL and Wells Fargo FiNet

the_wrap · Oct 5Five breakaway teams land on independent platforms; Fitzgerald Financial discloses $185 million

the_wrap · Oct 5FiNet, Cetera, LPL, Kestra and Carson add five multi-adviser teams on Oct. 5

the_tape · Oct 5Cetera, LPL, Kestra, Carson and Wells Fargo lift teams in one day

The Close · Oct 4Cetera Planning Partners adds advisors from The Retirement Planning Group as recruiting outruns deals

Data · Oct 4RFG Advisory leads wealth management activity as advisor moves nearly triple deal announcements

Data · Oct 4Five retirement-focused firms produce 341 market events, more than triple UBS's 97

Data · Oct 3OpenArc Corporate Advisory tops 30-day tally, ahead of UBS

Moves · Oct 3Envestnet seeks a chief product officer; UBS hands Naureen Hassan its US wealth unit

Features · Oct 3Fidelity tells sub-$100 million RIA clients to reach $100 million or leave by mid-2027

UBS

Advisor moves outpace breakaways 59 to 1 in 30-day tracking

The Morning Brief