Rick Bergstrom

What changed

21-year Commonwealth veteran moved his Tallahassee-based team to Summit in May, citing LPL fit concerns.

Reported / discovered

Aug 13, 2026

Effective

Not reported

New role

Advisor

Previous role

Not reported

Market

Tallahassee, Fla.

Reported book

Not disclosed

Reported team size

Not disclosed

Named people

1

Reported book AUM is not a confirmed transfer. Team size may include support staff. A missing effective date means it was not established from the available evidence.

Sources & evidence

This record is supported by reporting. It has not been independently corroborated by a linked registration observation.

Record history

3 observations consolidated into one event.