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U.S. Securities and Exchange Commission

In network coverage since September 18, 2026 · 16+ stories

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Fidelity tells sub-$100M custody clients to move as Schwab stops short of a promise

The threshold counts assets held at Fidelity rather than total firm AUM, and Schwab cites the 11,000 micro-practices it already serves while stopping short of a promise.

tokenization · Oct 5OKXICE venture tells SEC it plans 24/7 tokenized U.S. stock venue

RIA · Oct 3CFP Board sanctions 19 individuals under its Code and Standards

the_wrap · Oct 1Dune finds equity tokens drive tokenized-asset trading while Treasury funds sit still

regulation · Sep 30SEC notices orders to let CPAs, Series 79 holders buy private offerings

The Close · Sep 29Merrill prices shelf access at up to $1.4 million as Raymond James embeds alternatives

the_wrap · Sep 29Blockchain.com seeks $500 million IPO at $4 billion to $6 billion valuation

portfolio · Sep 28SEC staff reminds funds on private-asset fair value as private credit in registered fund portfolios hits $270 billion

regulation · Sep 25Peirce leaves the SEC as her crypto rulebook is still being written

regulation · Sep 25The SEC's novel-ETF file now holds a four-year loss record

tokenization · Sep 24The tokenized-stock standard will be decided by who owns the register

regulation · Sep 23The bitcoin stockpile bill is a lock, not a purchase program

regulation · Sep 22White House and Treasury hand crypto's rulebook to regulators

regulation · Sep 22a16z asks the SEC to define DEXs out of exchange status

regulation · Sep 21Clarity's defeat hands banks the deposit fight and Dubai a year

the_wrap · Sep 18A five-year experiment built on plumbing, not tokens

U.S. Securities and Exchange Commission

Fidelity tells sub-$100M custody clients to move as Schwab stops short of a promise

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