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The Daily Read on Semi-Liquid Funds
Monday, September 28, 2026The Morning Brief →Sign in
asset manager

Sterling Capital Management

BROOKFIELD, WI
CRD: 106822
In PWD coverage since September 10, 2026 · 3 stories
$297MRegulatory AUMSEC Form ADV · Sep 25
3EmployeesForm ADV
Regulatory AUM · Sep 11 – Sep 25
PWD coverage
the_wrap

Frost and LPL recruit UBS and Raymond James advisor teams

A three-advisor Fowler team moved from Raymond James to LPL, and the Tavarez, Barnett & Steen team left UBS for Frost Brokerage Services, while a second UBS advisor followed to Frost Investment Services.
the_wrap · Sep 28Sterling doubles the OP unit lockup, leaving retail's one-year minimum in place
Moves · Sep 10Baird's Chandler office is being built from Edelman's bench
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